Prud'homme, Dan (2012): A statistical analysis of China's patent quality situation and larger innovation ecosystem. Published in: European Union Chamber of Commerce in China Publications (August 2012): pp. 39-61.
Preview |
PDF
MPRA_paper_51619.pdf Download (1MB) | Preview |
Abstract
While patent filings in China have been exploding in recent years, analysis based on a variety of metrics shows that this increase has not necessarily translated into a ‘proportionate’ rise in patent quality. Further, based on projections quantifying “highest quality” patents in China, there is reason for concern that in the near future the country’s patent ecosystem may be less composed of highest-quality patents than some policymakers envisaged. In terms of its innovation capacity at large, metrics suggest that China indeed has a growingly impressive innovation potential, although its actual innovation output at present appears overhyped by some sources.
Item Type: | MPRA Paper |
---|---|
Original Title: | A statistical analysis of China's patent quality situation and larger innovation ecosystem |
Language: | English |
Keywords: | patent quality, China, patent quality metrics, innovation metrics, utility model patents, Dan Prud'homme |
Subjects: | O - Economic Development, Innovation, Technological Change, and Growth > O3 - Innovation ; Research and Development ; Technological Change ; Intellectual Property Rights > O34 - Intellectual Property and Intellectual Capital O - Economic Development, Innovation, Technological Change, and Growth > O3 - Innovation ; Research and Development ; Technological Change ; Intellectual Property Rights > O38 - Government Policy O - Economic Development, Innovation, Technological Change, and Growth > O3 - Innovation ; Research and Development ; Technological Change ; Intellectual Property Rights > O39 - Other |
Item ID: | 51619 |
Depositing User: | Dan Prud'homme |
Date Deposited: | 25 Nov 2013 05:04 |
Last Modified: | 27 Sep 2019 09:17 |
References: | 2012, 25 April - Consultations with certain Chinese R&D managers based in Shanghai 2012, June 15- Consultations with a patent attorney based in the US 2012, May 15 - Consultations with members of the European Chamber in Shanghai Annual statistics on patent applications and patents. (2012).National Board of Patents and Registration of Finland. Retrieved from http://www.prh.fi/en/patentit/Tilastoja/vuositilastot.html Asakawa, K., & Som, A. (2008). Internationalization of R&D in China and India: conventional wisdom versus reality. Asia Pacific Journal of Management, Vol. 25, http://www.springerlink.com/content/77648375721p2u28/ Battelle. (2011). 2012 global R&D funding forecast. R&D Magazine. Retrieved from http://battelle.org/docs/default-document-library/2012_global_forecast.pdf?sfvrsn=2 Booz and Company (2012, June 7). 2012 China Innovation Survey: Innovation- China’s next advantage? Booz & Company Inc. Retrieved from http://www.booz.com/cn/home/41992563/41993453/50636275 Bruun, P., & Bennett, D. (2002). Transfer of technology to China: a Scandinavian and European perspective. European Management Journal, Vol. 20, pp 98-106. Retrieved from http://www.sciencedirect.com/science/article/pii/S0263237301001189 Chan, L., & and Daim, T. U. (2011). Technology transfer in China: literature review and policy implications. Journal of Science and Technology Policy in China, Vol. 2 Issue.2, pp 122 – 145. Retrieved from http://www.emeraldinsight.com/journals.htm?articleid=1942785&show=html Chesbrough, H. (2010, November 11). China, innovation superpower: How to deal with it. Forbes. Retrieved from http://www.forbes.com/2010/11/11/china-innovation-globalization-leadership-managing-strategy.html China IPR (2012, April 5). China boasts sharpest growth in PCT applications. Retrieved from http://www.chinaipr.gov.cn/newsarticle/news/government/201204/1287307_1.html China Patent Agent (H.K.) Ltd. Newsletter 2011 Issue 2 (2011) China Poised to Become a Global Innovation Leader. (2010, October 6). Thomas Reuters. Press Release. Retrieved from http://thomsonreuters.com/content/press_room/legal/626670 China ranks 21st on its own global innovation list. (2011, February 2). China Daily. http://www.chinadaily.com.cn/china/2011-02/25/content_12075099.htm China the next leader in innovation. (2010, December 7). The News International. Retrieved from http://www.thenews.com.pk/article-6709-China-the-next-leader-in-innovation China’s innovation capacities may be over-hyped. (2011, August 7). International Business Times. Retrieved from http://www.ibtimes.com/articles/193820/20110807/china-innovation-railway-patent-education-system-academic-fraud.htm Danguy, J., & Pottelsberghe, B. V. (2009). Cost-benefit analysis of the community patent. Bruegel Working Paper, p. 11, Appendix B, Table C in Appendix. Retrieved from http://www.bruegel.org/publications/publication-detail/publication/366-cost-benefit-analysis-of-the-community-patent/ Ernst, D. (2011). China’s innovation policy is a wake-up call for America. East-West Centre. Retrieved from http://www.eastwestcenter.org/fileadmin/stored/pdfs/api100.pdf European Commission. (2009). The 2009 EU survey on R&D investment business trends. Directorate General Research. Retrieved from http://iri.jrc.ec.europa.eu/research/docs/survey/2009/JRC60580.pdf European Commission. (2010). The 2010 EU survey on R&D investment business trends. Directorate General Research. Retrieved from http://iri.jrc.es/research/docs/survey/2010/Survey_2010_final.pdf Gao, L., Li, M., Cheng, Y. et al. (2011, September). Report on the quality for invention in China. Beijing Intellectual Property Rights Institute. Girma, S., & Gong, Y. (2008a). FDI, linkages and the efficiency of state-owned enterprises in China. Journal of Development Studies, Vol. 44, pp 728-49. Retrieved from http://www.tandfonline.com/doi/abs/10.1080/00220380802009233 Girma, S., & Gong, Y. (2008b). Putting people first? Chinese state-owned enterprises' adjustment to globalization. International Journal of Industrial Organization, Vol. 26, pp 573-85. Retrieved from http://www.sciencedirect.com/science/article/pii/S0167718707000513 Hlbbshaw Law http://www.hlbbshaw.com/uploads/files/20100716115959_8523.pdf Hu, A. G. (2008). Propensity to patent, competition, and China’s foreign patenting surge. European Policy for Intellectual Property Conference. Retrieved from http://www.epip.eu/conferences/epip03/papers/Hu_China_patents_Hu_Sep08.pdf Hu, A. G. (2010). Propensity to patent, competition and China’s foreign patenting surge. Research Policy, Vol. 39, Retrieved from http://www.sciencedirect.com/science/article/pii/S0048733310001101 Hu, A. G., & Jefferson, G.(2009). A great wall of patents: What is behind China’s recent patent explosion? Journal of Development Economics, Vol. 90, No. 1, http://faculty.smu.edu/millimet/classes/eco6375/papers/hu%20jefferson.pdf Hu, M. C., & Mathews, J. A. (2008). China's national innovative capacity. Research Policy, Volume. 37. Retrieved from http://nthur.lib.nthu.edu.tw/handle/987654321/61675 INSEAD, Alcatel- Lucent, Booz and Company, Confederation of Indian Industry, & WIPO. (2011). The global innovation index 2011: Accelerating growth and development, p. xviii. Retrieved from http://www.globalinnovationindex.org/gii/main/previous/2010-11/FullReport_10-11.pdf Lee, C. Y. (2011, December 21). China tops US, Japan to become top patent filer. Reuters. Retrieved from http://www.reuters.com/article/2011/12/21/us-china-patents-idUSTRE7BK0LQ20111221 Liu, Y. (2011, December 9). Greater convenience for foreign investors. China Daily. Retrieved from http://www.chinadaily.com.cn/business/10thWTO/2011-12/09/content_14240801.htm Marco, A. C. (2006, July 3). The dynamics of patent citations (Working Paper). Retrieved from Vassar College, Department of Economics. Web site: http://economics.vassar.edu/docs/working-papers/VCEWP84.pdf Maskus, K. E., Dougherty, S. M., & Mertha, A. (1998, September). Intellectual property rights and economic development in China OECD. (2011b). OECD Science, Technology and Industry Scoreboard 2011. OECD Publishing. Retrieved from http://dx.doi.org/10.1787/sti_scoreboard-2011-en Roth, E. (2012) PowerPoint Presentation for European Chamber’s May 17th 2012 R&D Conference in Shanghai Serger, S. Foreign R&D centres in China: development, drivers, spillovers. Swedish Institute for Growth Policy Studies. University of Lund. [Presentation]. Retrieved from http://www.oecd.org/dataoecd/18/16/39244157.pdf Sherman, E. (2009). Patent life spans shorter than law allows. CBS News. Retrieved from http://www.cbsnews.com/8301-505124_162-43440508/patent-life-spans-shorter-than-law-allows/ SIPO (2010) Annual Report: Chapter IV: Patent Application and Examination http://english.sipo.gov.cn/laws/annualreports/2010/201104/P020110420372588586402.pdf SIPO (2011) http://english.sipo.gov.cn/statistics/szslzljb/201101/t20110125_570591.html SIPO. (2012, June 19). SIPO issues the report on overall patent strength. Retrieved from http://english.sipo.gov.cn/news/official/201206/t20120619_711414.html SIPO: quality, not numbers, key to patents and innovation. (2011, January 5). China Daily. Retrieved from http://www.chinadaily.com.cn/cndy/2011-01/05/content_11794970.htm SIPO. (2011, January 25). Grants for three kinds of patents received from home and abroad (January 2010-December. 2010). A SIPO Statistics. Retrieved from http://english.sipo.gov.cn/statistics/gnwsqnb/2010/201101/t20110125_570600.html Statistics on valid patents in China by 2010. (2011, April 25). China Science Patent & Trademark Agent Ltd. [CSPTAL] Newsletter, pp. 3-4. Retrieved from http://www.csptal.com/upload/CSPTAL%20newsletter%20on%20valid%20patent%20201104%20en.pdf Stembridge, B. (2011). Chinese patenting: Report on the current state of innovation in China. Thomson Reuters. Retrieved from http://ip.thomsonreuters.com/ Sun, H. (2004). Post-grant patent invalidation in China and in the United States, Europe, and Japan: A Comparative Study. Fordham Intellectual Property, Media and Entertainment Law Journal. Testimony of Dan Breznitz to the US-China Economic and Security Review Commission. (2012, May 10). Retrieved from http://www.uscc.gov/hearings/2012hearings/written_testimonies/12_5_10/breznitz.pdf Vaitheeswaran, V. V. (2012). Need, speed, and greed: How the new rules of innovation can transform businesses, propel nations to greatness, and tame the world’s most wicked problems. New York, NY. Harper Collins. Wilding, J. (2010). Statistics for EPO oppositions and appeals – Update. HLBBshaw Ltd. WIPO. (2011). World Intellectual Property Report. Retrieved from http://www.wipo.int/freepublications/en/intproperty/944/wipo_pub_944_2011.pdf WIPO. (2012, March 5). International patent filings set new record in 2011. Retrieved from http://www.wipo.int/pressroom/en/articles/2012/article_0001.html WIPO. (2012, March 5). International Patent Filings Set New Record in 2011. Retrieved from http://www.wipo.int/pressroom/en/articles/2012/article_0001.html World Economic Forum. (2011). Global competitiveness report 2011-2012. Retrieved from www3.weforum.org/docs/WEF_GCR_Report_2011-12.pdf Wu, J., & Pangarkar, N. (2006). Rising to the global challenge: strategies for firms in emerging markets. Long Range Planning, Vol. 39, Retrieved from http://people.bath.ac.uk/mnsipc/Reading/Asian%20corporations/Chinese%20articles/local%20strat.pdf Zheng, L., & Lan, X. (2009). A tale of two cities: A comparison of patent-based innovative performance of domestic and multinational companies in China. Proceedings of the Joint Symposium of US-China Advanced Technology Trade and Industrial Development. Journal of International Commerce & Economics, Retrieved from http://www.usitc.gov/journals/entire_journal_2010_11_4.pdf |
URI: | https://mpra.ub.uni-muenchen.de/id/eprint/51619 |